Alpha & Omega

RIASEC RegisteredEst. 1994

Total AUM

$40.3M

Discretionary

0% of AUM

Avg account

$294K

Accounts

137

Employees

Advisory reps

Firm details

Headquarters: La Mesa, California
CRD number: 105548
Registered since: February 15, 1994
Website: www.aobenefits.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO., FIDELITY DISTRIBUTORS COMPANY LLC, ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals91.61%
HNWI8.39%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha & Omega is an SEC-registered independent RIA organized as a corporation and in operation since 1994. The firm serves individual and family clients and identifies itself as a capital allocator that relies on outside managers when appropriate. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selection of other advisers. Compensation is a mix of percentage-of-AUM, hourly charges, and fixed fees. Alpha & Omega reports affiliations with a trust company and a law firm. The firm does not identify as an active ESG investor and is not flagged as a multistate or newly formed adviser.