ALPHA & OMEGA

RIASEC RegisteredEst. 1994

Total AUM

$40.3M

Discretionary

0% of AUM

Avg account

$294K

Accounts

137

Employees

Advisory reps

Firm details

Headquarters: LA MESA, California
CRD number: 105548
Registered since: February 15, 1994
Website: www.aobenefits.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO., FIDELITY DISTRIBUTORS COMPANY LLC, ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals91.61%
HNWI8.39%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha & Omega is an independent registered investment adviser organized as a corporation and registered with the SEC since 1994. The firm serves individual and family clients and functions as a capital allocator, using a mix of fee structures (percentage of AUM, hourly charges, and fixed fees). Its advisory scope, as disclosed on regulatory filings, includes financial planning, portfolio management for individuals and small businesses, portfolio management for business or institutional clients, pension consulting services, and the selection of other advisers. Alpha & Omega does not identify as an active ESG investor and is not registered as a multi-state adviser. Industry affiliations noted on filings include relationships with a trust company and a law firm.