PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 105060
- Registered since
- May 2, 1988
- Website
- www.pimboston.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, FIDUCIARY TRUST COMPANY INTERNATIONAL
- Fee structure
- Percentage of AUM
- Client types
- HNWI83.76%
- Individuals6.38%
- Corporations / Businesses6.21%
- Charitable Organizations3.17%
- Pension & Profit Sharing Plans0.48%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Penobscot Investment Management Company, Inc. is an independent, privately owned registered investment adviser that has been operating since 1988. The firm serves both individual and family clients as well as institutional and business accounts, delivering discretionary portfolio management and investment advisory services on a percentage-of-AUM fee basis. Penobscot reports an active ESG investment posture, and its stated preference within portfolios is equities — particularly exchange-traded securities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Cash & Cash Equivalents8%
- US Government Bonds4%
- Investment Grade Corp Bonds3%
- Other3%
Owners & executives
2 of 2DANIEL FORD
President, CEOCRD 5731609
KRISTIN NICHOLSON
Chief Compliance OfficerCRD 8057605
Contacts
3 of 7EUGENE CLAPP
Assistant Portfolio ManagerCRD 5394858
CHARLES KANE
PrincipalCRD 818704
COLLEEN MACPHERSON
Director of ResearchCRD 5827676
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 95Active vs passive
$220M in ETFs
99%
$217M
1%
$3.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $23.1M | 35,594 | 10.51% |
Location
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 155 Federal St
- Time zone
- ET (UTC-5)
- Office locations
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