P/E GLOBAL LLC

RIASEC RegisteredEst. 2011
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$342M
Accounts
5
Employees
62
Advisory reps
3

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
155642
Registered since
February 7, 2011
Custodians
STATE STREET BANK AND TRUST COMPANY, BNP PARIBAS SECURITIES CORP., GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans40.97%
  • Sovereign Wealth Funds29.2%
  • Charitable Organizations17.56%
  • Pooled Investment Vehicles12.28%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

P/E Global LLC operates as a hedge fund–style investment adviser with a clear equity and liquid-markets focus. The firm’s filings show a heavy reliance on exchange-traded instruments as the core of client portfolios, while also sponsoring and advising pooled vehicles and running hedge fund strategies. Its client base is institutional, and the firm provides portfolio management across individuals, pooled investment vehicles, investment companies and businesses, as well as pension consulting. P/E Global charges a mix of percentage-of-AUM and performance-based fees and is active as a CPO/CTA and sponsor/GP for pooled vehicles, suggesting the capability to run both discretionary ETF-based sleeves and more actively managed, fee-for-performance strategies. P/E Global is not flagged as an active ESG investor and is not registered as a multi-state adviser. The firm’s operational footprint and product mix indicate a hybrid model: core equity exposures implemented with ETFs and an alternative sleeve delivered through its hedge funds and pooled vehicles. The adviser’s activities include both standard portfolio management and specialist pension consulting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 11%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents11%

Owners & executives

2 of 2
  • HEATHER MELLEM

    Chief Compliance OfficerCRD 4950530

  • WARREN NAPHTAL

    President and Chief Investment OfficerCRD 2606336

Contacts

1 of 1
  • MARY NAPHTAL

    Co-FounderCRD 5861588

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 7

Active vs passive

$1.3B in ETFs

Passive

100%

$1.3B

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$511M854,86040.26%

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
75 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth