P/E GLOBAL LLC
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 155642
- Registered since
- February 7, 2011
- Website
- www.peinvestments.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY, BNP PARIBAS SECURITIES CORP., GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pension & Profit Sharing Plans40.97%
- Sovereign Wealth Funds29.2%
- Charitable Organizations17.56%
- Pooled Investment Vehicles12.28%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
P/E Global LLC operates as a hedge fund–style investment adviser with a clear equity and liquid-markets focus. The firm’s filings show a heavy reliance on exchange-traded instruments as the core of client portfolios, while also sponsoring and advising pooled vehicles and running hedge fund strategies. Its client base is institutional, and the firm provides portfolio management across individuals, pooled investment vehicles, investment companies and businesses, as well as pension consulting. P/E Global charges a mix of percentage-of-AUM and performance-based fees and is active as a CPO/CTA and sponsor/GP for pooled vehicles, suggesting the capability to run both discretionary ETF-based sleeves and more actively managed, fee-for-performance strategies. P/E Global is not flagged as an active ESG investor and is not registered as a multi-state adviser. The firm’s operational footprint and product mix indicate a hybrid model: core equity exposures implemented with ETFs and an alternative sleeve delivered through its hedge funds and pooled vehicles. The adviser’s activities include both standard portfolio management and specialist pension consulting.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents11%
Owners & executives
2 of 2HEATHER MELLEM
Chief Compliance OfficerCRD 4950530
WARREN NAPHTAL
President and Chief Investment OfficerCRD 2606336
Contacts
1 of 1MARY NAPHTAL
Co-FounderCRD 5861588
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$1.3B in ETFs
100%
$1.3B
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $511M | 854,860 | 40.26% |
Location
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 75 State St
- Time zone
- ET (UTC-5)
- Office locations
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