Penbrook Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 127269
- Registered since
- August 27, 2004
- Website
- whalewisdom.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.99%
- Charitable Organizations5.49%
- Pooled Investment Vehicles5.28%
- Individuals5.13%
- Corporations / Businesses2.74%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Penbrook Management LLC is an independent registered investment adviser that has been SEC-registered since 2004. The firm operates as a limited liability company and charges clients on a percentage-of-assets-under-management basis. Its client base spans individuals and families as well as institutional clients. Core advisory services include financial planning and discretionary portfolio management across individual, pooled-vehicle and institutional mandates, with pension consulting listed among its offerings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$4.5M in ETFs
82%
$3.7M
5%
$790K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $1.2M | 1,605 | 27.28% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 880 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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