PENBROOK MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 127269
- Registered since
- August 27, 2004
- Website
- whalewisdom.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.99%
- Charitable Organizations5.49%
- Pooled Investment Vehicles5.28%
- Individuals5.13%
- Corporations / Businesses2.74%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Penbrook Management LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2004 and owned by an individual. The firm serves both individual/family and institutional clients on a fee‑based, percentage‑of‑AUM model. Its advisory services, as reported, include financial planning; portfolio management for individuals, small businesses, pooled investment vehicles, and institutions; and pension consulting. Penbrook is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Contacts
3 of 4ROBERT ANDERSON
Managing MemberCRD 5516
BARBARA ANN DICOSTANZO
Managing MemberCRD 2036134
BARBARA CHACOUR
PartnerCRD 245666
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$3.7M in ETFs
80%
$3M
7%
$727K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $1M | 1,605 | 28.13% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 880 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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