Penbrook Management LLC

RIASEC RegisteredEst. 2004

Total AUM

$175M

Discretionary

$175M

100% of AUM

Avg account

$1M

Accounts

168

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 127269
Registered since: August 27, 2004
Website: whalewisdom.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM
Client types: HNWI78.99%
Charitable Organizations5.49%
Pooled Investment Vehicles5.28%
Individuals5.13%
Corporations / Businesses2.74%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Penbrook Management LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2004. The firm is owner-operated and serves both individual & family and institutional clients on a percentage-of-AUM fee basis. Its advisory services span financial planning, discretionary portfolio management for individuals, small businesses and pooled investment vehicles, and pension consulting work. Penbrook also participates on the sponsor/GP side as a managing member of pooled vehicles rather than acting as a pure capital allocator. The firm is not identified as an active ESG investor and is structured to deliver traditional discretionary portfolio management paired with financial planning and institution-oriented advisory services.