CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 289848
- Registered since
- September 25, 2017
- Website
- www.cicc.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Cicc Alpha Investment Management (USA), LLC is structured as a private equity manager that primarily advises pooled investment vehicles for institutional clients. The firm is SEC-registered (since 2017) and organized as an LLC with ownership that includes a foreign entity and an individual. Its business model centers on sponsoring and managing private funds while also acting in advisor and trading-adjacent roles—reported affiliations include broker-dealer activity, CPO/CTA-related functions, and serving as sponsor, general partner, or managing member of pooled vehicles. Investment focus is concentrated on private market strategies and fund-level allocations rather than retail or individual wealth management. Cicc Alpha charges a combination of percent-of-AUM fees and performance-based fees, consistent with private equity and alternative fund economics. The firm does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1YAN QIN
Chief Compliance OfficerCRD 7781526
Contacts
3 of 3LANLAN ZHANG
DirectorCRD 5466882
Kyle Lai
ManagerCRD 6673630
Yin Lu
DirectorCRD 7528752
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 280 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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