CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC

RIASEC RegisteredEst. 2017
Total AUM
$175M
Discretionary
$175M
100% of AUM
Avg account
$175M
Accounts
1
Employees
1
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
289848
Registered since
September 25, 2017
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Cicc Alpha Investment Management (USA), LLC is structured as a private equity manager that primarily advises pooled investment vehicles for institutional clients. The firm is SEC-registered (since 2017) and organized as an LLC with ownership that includes a foreign entity and an individual. Its business model centers on sponsoring and managing private funds while also acting in advisor and trading-adjacent roles—reported affiliations include broker-dealer activity, CPO/CTA-related functions, and serving as sponsor, general partner, or managing member of pooled vehicles. Investment focus is concentrated on private market strategies and fund-level allocations rather than retail or individual wealth management. Cicc Alpha charges a combination of percent-of-AUM fees and performance-based fees, consistent with private equity and alternative fund economics. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • YAN QIN

    Chief Compliance OfficerCRD 7781526

Contacts

3 of 3
  • LANLAN ZHANG

    DirectorCRD 5466882

  • Kyle Lai

    ManagerCRD 6673630

  • Yin Lu

    DirectorCRD 7528752

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth