PEAKVIEW CAPITAL

RIASEC RegisteredEst. 2023
Total AUM
$646M
Discretionary
$409M
63% of AUM
Avg account
$64.6M
Accounts
10
Employees
5
Advisory reps
2

Firm details

Headquarters
MENLO PARK, California
CRD number
305663
Registered since
January 23, 2023
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Peakview Capital is organized as an LLC and operates as a private equity manager focused on institutional clients. The firm is SEC-registered (2023) and is owned by an individual. Its core advisory work is portfolio management for pooled investment vehicles, and it serves in sponsor/GP/managing-member roles for those vehicles rather than acting as a broad capital allocator. Peakview charges a mix of percentage-of-AUM, fixed, and performance-based fees. The firm does not identify as an active ESG investor and is not set up as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • KEN-ERIK LASSILA

    Managing PartnerCRD 6047447

  • WENBO XU

    Vice President, OperationsCRD 7197570

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MENLO PARK, CA

SAN MATEO

Location

MENLO PARK, CA

Headquartered in MENLO PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
525 Middlefield Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth