AVALON CAPITAL MANAGEMENT

RIASEC RegisteredEst. 1992
Total AUM
$582M
Discretionary
$464M
80% of AUM
Avg account
$1.1M
Accounts
508
Employees
5
Advisory reps
5

Firm details

Headquarters
REDWOOD CITY, California
CRD number
107501
Registered since
June 4, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI94.52%
  • Pension & Profit Sharing Plans3.53%
  • Individuals1.68%
  • Charitable Organizations0.25%
  • Corporations / Businesses0.02%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Avalon Capital Management is an independent, individually owned registered investment adviser that has been operating since the early 1990s. The firm serves both individual and family clients as well as institutional relationships, offering financial planning and portfolio management tailored to individuals and small businesses. Its typical billing combines a percentage-of-assets model with hourly charges for advice or planning work. Avalon does not identify as an ESG-focused manager, and it is not structured as a multi-state adviser or a capital allocator in the sense of running a centralized fund-of-funds platform. Its advisory footprint is concentrated on discretionary investment management and planning for private clients rather than institutional pension consulting or family office services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 35%, Cash & Cash Equivalents 9%, US Government Bonds 1%, State & Local Bonds 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents9%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • CLARA BASILE

    Co-Founder & CEOCRD 1939862

Contacts

3 of 4
  • KELI COLE

    Client Service and OperationsCRD 5191507

  • ROSS REVENAUGH

    PartnerCRD 4265794

  • BRIAN AULD

    CRD 8186013

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 74

Active vs passive

$208M in ETFs

Passive

72%

$150M

Active

20%

$57.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK GOLD MINERS ETF (GDX)VanEckPassiveEquity Precious Metals$23.1M251,94511.13%

Location

Primary office

REDWOOD CITY, CA

SAN MATEO

Location

REDWOOD CITY, CA

Headquartered in REDWOOD CITY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
495 Seaport Ct
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth