PEAKSTONE SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
157146
Registered since
March 2, 2012

Firm profile

FINTRX

Overview

Peakstone Securities, LLC is organized as a limited liability company and has been SEC-registered since 2012. FINTRX categorizes the firm as an investment bank rather than a traditional advisory firm; ownership is listed as individual. The record indicates the firm does not serve as a capital allocator and is not flagged as an active ESG investor. It is also not identified as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Evan Brown

    Chief Compliance OfficerCRD 6563464

Contacts

3 of 32
  • Adam Dunlap

    Managing DirectorCRD 6677316

  • NICHOLAS CLEMENTI

    Managing DirectorCRD 6232242

  • Noah Moderwell

    AnalystCRD 7855458

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
550 W Van Buren St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth