Peakstone Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
157146
Registered since
March 2, 2012

Firm profile

FINTRX

Overview

Peakstone Securities, LLC is organized as a limited liability company and is registered with the SEC (registration recorded in 2012). FINTRX classifies the firm as an investment bank and lists the owner type as individual, indicating private ownership rather than a corporate parent. The record flags the firm as not acting as a capital allocator and not participating as an ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public disclosures captured in the FINTRX profile are sparse: fields for business activities, advisory activities, fee structure and client base are not populated. That combination of classification and blank advisory fields suggests Peakstone Securities operates primarily in investment-banking or brokerage capacities rather than as an asset manager reporting third-party AUM to FINTRX.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Evan Brown

    Evan Brown

    Chief Executive OfficerCRD 6563464

Contacts

3 of 32
  • Adam Dunlap

    Adam Dunlap

    Managing DirectorCRD 6677316

  • Nicholas Clementi

    Nicholas Clementi

    Managing DirectorCRD 6232242

  • Noah Moderwell

    Noah Moderwell

    AnalystCRD 7855458

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
550 W Van Buren St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth