Peak6 Capital Management LLC

Broker-DealerFINRA MemberEst. 1997

Total AUM

—

Advisory reps

134

Avg account

$0

Firm details

Headquarters: Chicago, Illinois
CRD number: 43773
Registered since: September 3, 1997
Website: www.peak6.com

Firm profile

FINTRX

Overview

Peak6 Capital Management LLC is an SEC-registered limited liability company first registered in 1997. The snapshot information identifies the firm as an unclassified entity with an owner structure listed as a domestic entity/individual. The firm is not flagged as a capital allocator, does not report being an active ESG investor, and is not identified as a multi-state adviser in the provided summary. Detailed descriptions of its advisory offerings, fee schedules, client segments or broader business activities were not included in the source data.

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 6

Joseph Mueller
Chief Risk OfficerCRD 2377388
Thomas Simpson
Chief Executive OfficerCRD 5875785
Robert Tourney
Chief Compliance OfficerCRD 6251742

Unlock 3 more executives →

Contacts

3 of 128

Clayton Benchley
Portfolio ManagerCRD 1967860
Jennifer Just
Co-Founder & Managing PartnerCRD 2261444
Matthew Hulsizer
Co-Founder & Managing PartnerCRD 2311367

Unlock 125 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 30

Active vs passive

$81.5M in ETFs

Passive

100%

$81.4M

Active

<1%

$81.5K

ETF	Provider	Style	Category	Value	Shares	% of portfolio
KRANESHARES CSI CHINA INTERNET ETF (KWEB)	KraneShares	Passive	China Region	$23.5M	690,865	28.84%

Unlock additional holdings →

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area: Chicago-Naperville, IL-IN-WI
Region: Midwest
County: Cook
Address: 141 W Jackson Blvd
Time zone: CT (UTC-6)
Office locations

Similar firms

Kroll Securities LLC

Chicago, IL

AUM —REPS 123

DWS Distributors, Inc.

Chicago, IL

AUM —REPS 195

William Blair & Company L.L.C.

Chicago, IL

AUM $64.3BTEAM 492REPS 1317

Rothschild Investment

Chicago, IL

AUM $2.8BTEAM 39REPS 45

Alight Financial Solutions, LLC

Chicago, IL

AUM —REPS 109

Ariel Distributors, LLC

Chicago, IL

More Broker-Dealers in Chicago →All Illinois Broker-Dealers →