PEAK6 CAPITAL MANAGEMENT LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
132
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
43773
Registered since
September 3, 1997

Firm profile

FINTRX

Overview

Peak6 Capital Management LLC is organized as a limited liability company and has been SEC-registered since 1997. FINTRX classifies the firm as unclassified; the ownership is recorded as a domestic entity and individual mix. The data set includes several negative flags: the firm is not identified as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. The firm has not provided detail on its business activities, advisory services, client segments, or fee structure in the source material.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Clay Johnson

    Chief Technology OfficerCRD 7258402

  • ROBERT TOURNEY

    Chief Compliance OfficerCRD 6251742

  • THOMAS SIMPSON

    Chief Executive OfficerCRD 5875785

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Contacts

3 of 126
  • Jiazhen Liu

    Trading AssociateCRD 7296876

  • YINGDAN GUO

    Trading AssociateCRD 6981293

  • Genevieve Soltesz

    TraderCRD 7296825

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$81.5M in ETFs

Passive

100%

$81.4M

Active

<1%

$81.5K

ETFProviderStyleCategoryValueShares% of portfolio
KRANESHARES CSI CHINA INTERNET ETF (KWEB)KraneSharesPassiveChina Region$23.5M690,86528.84%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth