PEAK WEALTH SOLUTIONS

Overview

Peak Wealth Solutions is an independent registered investment adviser that blends fee-based financial planning and portfolio management with brokerage and insurance capabilities. The firm serves both individuals and families as well as institutional clients, and it offers a mix of compensation methods—percentage of assets under management, hourly and fixed fees, plus other arrangements—which signals flexibility in how relationships are structured. Investment activity is skewed toward publicly traded equities and exchange-traded products as the primary building blocks of client portfolios; the filing shows a clear preference for equities as the core allocation. The firm also supports retirement plan work and educational workshops, and its status as an insurance broker means advisors can implement insurance and annuity solutions where appropriate. Peak Wealth Solutions is not positioned as an ESG-focused manager and does not present itself as a multi-state adviser; it maintains a regional footprint with multiple offices. Investment implementation reflects a mix of discretionary portfolio management for the majority of assets and a smaller non-discretionary book, consistent with a hybrid advisory/brokerage practice.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices