Carnegie Investment Counsel
Firm details
- Headquarters
- Pepper Pike, Ohio
- CRD number
- 150488
- Registered since
- April 30, 2009
- Website
- www.carnegieinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.2%
- Individuals11.66%
- Corporations / Businesses8.92%
- Charitable Organizations5.38%
- Other Investment Advisers2.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Carnegie Investment Counsel is an independent registered investment adviser organized as an LLC and SEC-registered since 2009. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that selects outside managers in addition to providing direct portfolio management. Advisory services include financial planning, portfolio management for individuals and businesses, pension consulting and manager selection. Fee arrangements are flexible and include a percentage-of-AUM model as well as hourly and fixed-fee engagements. The firm reports being an active ESG investor and has been recognized in third‑party lists such as Financial Times’ Top 300 RIA Firms (2020), FA Magazine’s Top RIA Firms (2020) and Citywire’s 50 Growers Across America (2020).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds23%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
- US Government Bonds2%
Owners & executives
3 of 3
Joseph Spidalieri
Chief Operating OfficerCRD 4419389
Richard Alt
Principal and Chief Executive OfficerCRD 1381648
Ann Shigemura-hildebrand
Chief Compliance OfficerCRD 6740756
Contacts
3 of 35
Michael Curry
VP, Wealth AdvisorCRD 6838618
Benjamin Connard
Director, PrincipalCRD 7090675
Alison Hamilton
Senior Vice PresidentCRD 6254153
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 236Active vs passive
$1.5B in ETFs
92%
$1.4B
1%
$123M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $65.7M | 344,853 | 4.42% |
Location
Pepper Pike, OH
Cuyahoga
Location
Pepper Pike, OH
Headquartered in Pepper Pike, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 30300 Chagrin Blvd
- Time zone
- ET (UTC-5)
- Office locations
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