CARNEGIE INVESTMENT COUNSEL

RIASEC RegisteredEst. 2009
Total AUM
$7.5B
Discretionary
$6.8B
90% of AUM
Avg account
$880K
Accounts
8,541
Employees
69
Advisory reps
40

Firm details

Headquarters
PEPPER PIKE, Ohio
CRD number
150488
Registered since
April 30, 2009
Website
www.carnegieinvest.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.2%
  • Individuals11.66%
  • Corporations / Businesses8.92%
  • Charitable Organizations5.38%
  • Other Investment Advisers2.51%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Carnegie Investment Counsel is an independent SEC-registered registered investment adviser organized as an LLC and active since 2009. The firm serves individuals, families and institutional clients and describes itself as a capital allocator that provides financial planning, discretionary portfolio management for both private clients and institutions, pension consulting, and selection of sub‑advisers. Its fee arrangements include percent‑of‑AUM billing alongside hourly and fixed fees. Carnegie notes it is an active ESG investor and reports activity in both advisory and multi‑manager selection roles. The firm was recognized in 2020 by several industry outlets, including Financial Times (Top 300 RIA Firms), FA Magazine (Top RIA Firms) and Citywire (50 Growers Across America).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 23%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 5%, US Government Bonds 2%, State & Local Bonds 2%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds23%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%

Owners & executives

3 of 3

  • JOSEPH SPIDALIERI

    Chief Operating OfficerCRD 4419389

  • RICHARD ALT

    Principal and Chief Executive OfficerCRD 1381648

  • ANN SHIGEMURA-HILDEBRAND

    Chief Compliance OfficerCRD 6740756

Contacts

3 of 37

  • Michael Curry

    VP, Wealth AdvisorCRD 6838618

  • DAVID LAIDLAW

    Principal And Managing DirectorCRD 4380157

  • BENJAMIN CONNARD

    Director, PrincipalCRD 7090675

Unlock 34 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 227

Active vs passive

$1.4B in ETFs

Passive

92%

$1.3B

Active

1%

$104M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM TREASURY ETF (SPTI)State StreetPassiveIntermediate Government$52.9M1,846,5753.87%
Unlock additional holdings →

Location

Primary office

PEPPER PIKE, OH

CUYAHOGA

Location

PEPPER PIKE, OH

Headquartered in PEPPER PIKE, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
30300 Chagrin Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

PEAK WEALTH SOLUTIONS

RIA

PEPPER PIKE, OH

AUM $912MTEAM 10REPS 7

VIRTERA PARTNERS LLC

RIA

PEPPER PIKE, OH

AUM $452MTEAM 5REPS 4

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

RIA

PEPPER PIKE, OH

AUM $394MTEAM 10REPS 2

2 KNIGHTS WEALTH MANAGEMENT, LLC

RIA

PEPPER PIKE, OH

AUM $127MTEAM 2REPS 2

NIRVANA ANALYTICS, LLC

RIA

PEPPER PIKE, OH

AUM $13.3MTEAM 1REPS 4

WOODLAND WEALTH PARTNERS

RIA

PEPPER PIKE, OH

AUM —TEAM 4REPS 3
More RIAs in PEPPER PIKE →All Ohio RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth