Carnegie Investment Counsel

RIASEC RegisteredEst. 2009

Total AUM

$7.5B

Discretionary

$6.8B

90% of AUM

Avg account

$880K

Accounts

8,541

Employees

69

Advisory reps

38

Firm details

Headquarters: Pepper Pike, Ohio
CRD number: 150488
Registered since: April 30, 2009
Website: www.carnegieinvest.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.2%
Individuals11.66%
Corporations / Businesses8.92%
Charitable Organizations5.38%
Other Investment Advisers2.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Carnegie Investment Counsel is an independent registered investment adviser structured as an LLC and SEC-registered since 2009. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, discretionary portfolio management for individuals and businesses, pension consulting services, and manager selection. Fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee options. Carnegie positions itself as a capital allocator that incorporates third-party managers and reports being an active ESG investor. The firm was recognized in 2020 by Financial Times (Top 300 RIA Firms), FA Magazine (Top RIA Firms), and Citywire (50 Growers Across America).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities63%
Public Funds/Mutual Funds23%
Investment Grade Corp Bonds5%
Cash & Cash Equivalents5%
US Government Bonds2%

Owners & executives

3 of 3

Joseph Spidalieri
Chief Operating OfficerCRD 4419389
Richard Alt
Principal and Chief Executive OfficerCRD 1381648
Ann Shigemura-hildebrand
Chief Compliance OfficerCRD 6740756

Contacts

3 of 35

Michael Curry
VP, Wealth AdvisorCRD 6838618
Benjamin Connard
Director, PrincipalCRD 7090675
Alison Hamilton
Senior Vice PresidentCRD 6254153

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 227

Active vs passive

$1.4B in ETFs

Passive

92%

$1.3B

Active

1%

$104M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO INTERMEDIATE TERM TREASURY ETF (SPTI)	State Street	Passive	Intermediate Government	$52.9M	1,846,575	3.87%

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Primary office

Pepper Pike, OH

Cuyahoga

Location

Pepper Pike, OH

Headquartered in Pepper Pike, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area: Cleveland-Akron-Canton, OH
Region: Midwest
County: Cuyahoga
Address: 30300 Chagrin Blvd
Time zone: ET (UTC-5)
Office locations

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