Peak Nine Capital Advisors, LLC

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
5
Advisory reps
4

Firm details

Headquarters
Naples, Florida
CRD number
343681
Registered since
August 27, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Peak Nine Capital Advisors, LLC is a recently formed investment adviser organized as a limited liability company and registering with the SEC in 2026. The firm is owner-operated (owner type: individual) and is classified in the available data as unclassified. Its stated advisory activity is portfolio management for businesses or institutions, indicating a focus on institutional or corporate mandates rather than retail wealth management. The firm charges a percentage-of-AUM fee schedule and may also levy performance-based fees, a combination that typically aligns with active, results-driven strategies and institutional relationships. Peak Nine is not flagged as an active ESG investor, does not operate as a capital allocator, and is not listed as a pension consultant or related adviser to another registered firm.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Edward Calkins

    Edward Calkins

    Chief Operating OfficerCRD 2527212

  • William Marinelli

    William Marinelli

    Chief Compliance OfficerCRD 6612670

Contacts

2 of 2
  • Joseph Zadlo

    TrusteeCRD 8024025

  • Houston Boone

    CRD 5384376

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
9010 Strada Strada Stell Ct
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth