EMA SMA LLC

RIASEC Registered
Total AUM
$58M
Discretionary
$58M
100% of AUM
Avg account
$29M
Accounts
2
Employees
2
Advisory reps
2

Firm details

Headquarters
NAPLES, Florida
CRD number
311671
Custodians
RBC CAPITAL MARKETS LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

EMA Sma LLC is a limited liability company that provides discretionary portfolio management for individuals, small businesses and institutional clients. The firm serves a very small, high-net-worth client base and charges both a percentage-of-AUM fee and performance-based fees. EMA Sma LLC does not identify as an active ESG investor. It also appears to act in sponsor/GP or managing-member roles for pooled investment vehicles, suggesting it can originate or manage private pooled vehicles in addition to client advisory work. Ownership is held at the individual level.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 5%, Derivatives 2%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents5%
  • Derivatives2%

Contacts

2 of 2
  • DAVID FOLEY

    Managing PartnerCRD 2666649

  • LAWRENCE LEPARD

    Managing PartnerCRD 721071

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NAPLES, FL

COLLIER

Location

NAPLES, FL

Headquartered in NAPLES, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
COLLIER
Address
4850 Tamiami Trl N
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth