Peak Investment Advisors, Inc.

RIAState Registered

Total AUM

$103M

Discretionary

$100M

98% of AUM

Avg account

$443K

Accounts

232

Employees

2

Advisory reps

1

Firm details

Headquarters: Germantown, Maryland
CRD number: 117875
Registered since: June 24, 2022
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI78.22%
Individuals20.93%
Corporations / Businesses0.85%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Peak Investment Advisors, Inc. is an independent, privately owned registered investment adviser that serves both individual/family clients and institutional accounts. The firm acts as a capital allocator and provides portfolio management for individuals, small businesses and institutions, offers pension consulting, and performs selection of other advisers. Its fee model includes a percentage-of-assets component alongside other fee arrangements. Peak reports no active ESG investing stance and lists an insurance company among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities53%
Public Funds/Mutual Funds43%
Cash & Cash Equivalents3%
US Government Bonds1%

Contacts

1 of 1

Sean Falk
Investment Advisor RepresentativeCRD 2961005

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Germantown, MD

Montgomery

Location

Germantown, MD

Headquartered in Germantown, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Montgomery
Address: 13216 Executive Park Ter
Time zone: ET (UTC-5)
Office locations

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