NORTHBROOK FINANCIAL

RIASEC Registered

Total AUM

$109M

Discretionary

$109M

100% of AUM

Avg account

$229K

Accounts

474

Employees

Advisory reps

Firm details

Headquarters: BALTIMORE, Maryland
CRD number: 309060
Website: www.northbrookfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC, BETTERMENT
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI50%
Individuals49.71%
Pension & Profit Sharing Plans0.29%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Northbrook Financial is an independent registered investment adviser organized as an LLC that serves individuals and families. The firm operates as a capital allocator and combines percentage-of-AUM billing with fixed fees. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, pension consulting, selecting outside advisers, and running educational seminars or workshops. The firm’s business activity is listed as an accountant. Northbrook is not identified as an active ESG investor and is not described as a multi-state or newly formed adviser.