Northbrook Financial

RIASEC Registered

Total AUM

$109M

Discretionary

$109M

100% of AUM

Avg account

$229K

Accounts

474

Employees

Advisory reps

Firm details

Headquarters: Baltimore, Maryland
CRD number: 309060
Website: www.northbrookfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC, BETTERMENT
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI50%
Individuals49.71%
Pension & Profit Sharing Plans0.29%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Northbrook Financial is an independent, limited liability RIA that services individual and family clients. The firm functions as a capital allocator and combines portfolio management with financial planning and educational services. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, pension consulting services, the selection of other advisers, and seminars/workshops. The firm operates with a fee model that includes both a percentage of assets under management and fixed fees. Northbrook Financial also lists accounting as a core business activity and is not positioned as an active ESG investor.