Peak Financial Advisors
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 115207
- Registered since
- September 10, 2001
- Website
- www.peakfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI90.28%
- Individuals7.5%
- Charitable Organizations1.73%
- Corporations / Businesses0.49%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Peak Financial Advisors is an independent, owner-operated LLC that has been registered with the SEC since 2001. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that combines fee-based portfolio management with financial planning and the selection of other advisers. Its client billing mixes percentage-of-AUM and fixed-fee arrangements. Peak lists accounting among its business activities, and notes active consideration of ESG factors in its investment process. The firm received a Top RIA Firms recognition from FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities42%
- US Government Bonds5%
- Cash & Cash Equivalents4%
- State & Local Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$125M in ETFs
37%
$46M
46%
$78.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| TCW FLEXIBLE INCOME ETF (FLXR) | The TCW Group | Active | Multisector Bond | $34.9M | 920,457 | 28.00% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 155 S Madison St
- Time zone
- MT (UTC-7)
- Office locations
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