Peak Financial Advisors
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 115207
- Registered since
- September 10, 2001
- Website
- www.peakfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI90.28%
- Individuals7.5%
- Charitable Organizations1.73%
- Corporations / Businesses0.49%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Peak Financial Advisors is an independent, SEC-registered RIA organized as an LLC and operating since 2001. The firm functions as a capital allocator for individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. Its revenue model combines asset‑based fees with fixed fees, and the firm also lists accounting among its business activities. Peak Financial Advisors describes itself as an active ESG investor and was recognized by FA Magazine as a Top RIA Firm in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities42%
- US Government Bonds5%
- Cash & Cash Equivalents4%
- State & Local Bonds2%
Owners & executives
2 of 2
Brian Sells
CIO and Managing PartnerCRD 2617524
Lorraine Haverley
Chief Compliance OfficerCRD 5029415
Contacts
1 of 1
Debbie Freeman
Partner and Director of Financial PlanningCRD 5756376
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$143M in ETFs
50%
$72M
24%
$70.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| TCW FLEXIBLE INCOME ETF (FLXR) | $34.9M | 889,796 | 24.41% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 155 S Madison St
- Time zone
- MT (UTC-7)
- Office locations
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