PEAK FINANCIAL ADVISORS

RIASEC RegisteredEst. 2001

Total AUM

$269M

Discretionary

$267M

99% of AUM

Avg account

$657K

Accounts

409

Employees

Advisory reps

Firm details

Headquarters: DENVER, Colorado
CRD number: 115207
Registered since: September 10, 2001
Website: www.peakfinancial.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI90.28%
Individuals7.5%
Charitable Organizations1.73%
Corporations / Businesses0.49%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Peak Financial Advisors is an independent RIA organized as an LLC and registered with the SEC since 2001. The firm serves both individual and institutional clients and operates as a capital allocator, blending fee-based portfolio management with fixed-fee planning engagements. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. The firm also lists accounting among its business activities, which suggests integration of tax and bookkeeping perspectives into client planning. Investment behavior tilts toward public funds and income-oriented strategies while maintaining explicit exposure to alternatives. The firm reports active ESG investing, which is integrated into its selection process. Peak Financial Advisors has been recognized in the industry, receiving a Top RIA Firms mention from FA Magazine in 2020.