HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

RIASEC RegisteredEst. 2020

Total AUM

$279M

Discretionary

$279M

100% of AUM

Avg account

$325K

Accounts

861

Employees

6

Advisory reps

4

Firm details

Headquarters: DENVER, Colorado
CRD number: 286063
Registered since: October 9, 2020
Website: www.hswscolorado.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM
Client types: HNWI80.86%
Individuals18.51%
Corporations / Businesses0.63%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Higgins & Schmidt Wealth Strategies LLC is an independent registered investment adviser formed in 2020 that serves individuals, families and some institutional clients. The firm operates under a percentage-of-AUM fee model and provides financial planning and portfolio management services, with a stated focus on individuals and small businesses. It does not present itself as a capital allocator, is not a multi-state adviser, and does not integrate ESG investing into its processes.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds96%
Exchange Traded Equities3%
Cash & Cash Equivalents1%

Contacts

3 of 4

ALLISON SCHMIDT
Financial AdvisorCRD 5631247
STEVEN HIGGINS
Partner, Financial AdvisorCRD 4785771
LAURA SCHMIDT
DirectorCRD 6107337

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 68

Active vs passive

$355M in ETFs

Passive

86%

$304M

Active

11%

$51.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) VALUE ETF (SPYV)	State Street	Passive	Large Value	$36.2M	639,848	10.19%

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Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area: Denver-Aurora, CO
Region: West
County: DENVER
Address: 1934 Market St
Time zone: MT (UTC-7)
Office locations

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