Higgins & Schmidt Wealth Strategies LLC

RIASEC Registered

Total AUM

$279M

Discretionary

$279M

100% of AUM

Avg account

$325K

Accounts

861

Employees

5

Advisory reps

3

Firm details

Headquarters: Denver, Colorado
CRD number: 286063
Registered since: October 9, 2020
Website: www.hswscolorado.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM
Client types: HNWI80.86%
Individuals18.51%
Corporations / Businesses0.63%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Higgins & Schmidt Wealth Strategies LLC is an independent registered investment adviser organized as an LLC. The firm has been registered with the SEC since 2020 and serves individual and family clients as well as some institutional relationships. Its core services are financial planning and portfolio management for individuals and small businesses, delivered on a percentage-of-assets-under-management fee basis. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds96%
Exchange Traded Equities3%
Cash & Cash Equivalents1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 71

Active vs passive

$391M in ETFs

Passive

90%

$351M

Active

10%

$40.7M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)	State Street	Passive	Large Growth	$40.8M	331,840	10.43%

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Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area: Denver-Aurora, CO
Region: West
County: Denver
Address: 1934 Market St
Time zone: MT (UTC-7)
Office locations

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