Higgins & Schmidt Wealth Strategies LLC
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 286063
- Registered since
- October 9, 2020
- Website
- www.hswscolorado.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.86%
- Individuals18.51%
- Corporations / Businesses0.63%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Higgins & Schmidt Wealth Strategies LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm manages client portfolios on a percentage-of-assets fee model and provides financial planning and portfolio management focused on individuals, families and select institutional relationships. It does not position itself as an active ESG investor, does not function as a capital allocator to external private funds, and its advisory activity is concentrated on retail and small-business clients rather than pension or ERISA consulting.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities3%
- Cash & Cash Equivalents1%
Contacts
3 of 4
Allison Schmidt
Financial AdvisorCRD 5631247
Steven Higgins
Partner, Financial AdvisorCRD 4785771
Laura Schmidt
DirectorCRD 6107337
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$394M in ETFs
90%
$353M
10%
$41M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $41.4M | 348,013 | 10.50% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 1934 Market St
- Time zone
- MT (UTC-7)
- Office locations
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