Peak Brokerage Services, LLC

Overview

Peak Brokerage Services, LLC is organized as a limited liability company and is classified in FINTRX as an independent broker-dealer. The firm registered with the SEC in 2011. Ownership is indicated as a mix of a domestic entity and an individual. FINTRX flags Peak Brokerage Services as not acting as a capital allocator and not positioned as a multi-state registered investment adviser; it is also not identified as an active ESG investor, pension consultant, related adviser, or a newly formed adviser. The snapshot does not populate standard advisory details such as client segments, fee schedules, or specific advisory activities, which aligns with its broker-dealer classification rather than an asset-management-first model.

Assets & Accounts

Location & Offices