Frontcourt Securities LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Jupiter, Florida
CRD number
283590
Registered since
September 5, 2017

Firm profile

FINTRX

Overview

Frontcourt Securities LLC is organized as a limited liability company and has been SEC-registered since 2017. Ownership is listed as a mix of a domestic entity and an individual, and the firm is classified as unclassified in the provided dataset. The record indicates Frontcourt does not act as a capital allocator and is not identified as an ESG-active adviser. Regulatory flags in the profile show the firm is not registered as a multi-state adviser, is not newly formed (by the dataset's definitions), and is not described as a pension consultant or related adviser. The firm did not supply detail on fee arrangements, target client segments, or specific advisory activities in the available material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Sawicki

    Robert Sawicki

    CEO and FounderCRD 5275618

Contacts

3 of 3
  • Sam Bergen

    CCOCRD 6215887

  • Gavin Haggerty

    Gavin Haggerty

    Investment Banking AssociateCRD 7265307

  • Scott Brown

    Scott Brown

    FinOpCRD 6694802

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jupiter, FL

Palm Beach

Location

Jupiter, FL

Headquartered in Jupiter, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
6671 W Indiantown Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth