PEAK ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- LOUISVILLE, Colorado
- CRD number
- 106944
- Registered since
- April 22, 1996
- Website
- peakam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI91.03%
- Individuals5.82%
- Charitable Organizations2.63%
- Pension & Profit Sharing Plans0.4%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Peak Asset Management, LLC is an independent registered investment adviser that has been SEC-registered since 1996 and operates as a limited liability company. The firm serves both individuals/families and institutional clients and describes itself as a capital allocator. Its advice offering spans financial planning, portfolio management for individuals and small businesses, pension consulting activities, and the selection of outside advisers. Fee arrangements include asset-based fees as well as fixed fees. Peak identifies as an active ESG investor and lists a law firm among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents6%
- US Government Bonds4%
- State & Local Bonds2%
Owners & executives
1 of 1JOHN MCCORVIE
Partner, CIOCRD 1509677
Contacts
3 of 13TARA Hefty
Managing Partner, Wealth AdvisorCRD 5469036
JASON FOSTER
Director of WealthCRD 6592312
Grant Bugner
Financial PlannerCRD 7306730
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 61Active vs passive
$266M in ETFs
83%
$221M
17%
$45.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH) | Vanguard | Passive | Short Government | $22.6M | 385,252 | 8.47% |
Location
LOUISVILLE, CO
BOULDER
Location
LOUISVILLE, CO
Headquartered in LOUISVILLE, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- BOULDER
- Address
- 1371 Hecla Dr
- Time zone
- MT (UTC-7)
- Office locations
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