Peak Asset Management, LLC

RIASEC RegisteredEst. 1996

Total AUM

$1B

Discretionary

$1B

99% of AUM

Avg account

$904K

Accounts

1,119

Employees

Advisory reps

Firm details

Headquarters: Louisville, Colorado
CRD number: 106944
Registered since: April 22, 1996
Website: peakam.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI91.03%
Individuals5.82%
Charitable Organizations2.63%
Pension & Profit Sharing Plans0.4%
Corporations / Businesses0.12%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Peak Asset Management, LLC is an independent SEC-registered RIA organized as an LLC and operating since 1996. The firm serves both individual/family and institutional clients and functions as a capital allocator, selecting third-party managers alongside running its own portfolios. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Fee arrangements combine percentage-of-AUM billing with fixed fees. The firm identifies as an active ESG investor. The snapshot data indicates ownership by a domestic entity/individual and that Peak is not flagged as a multi-state adviser. The ADV shows the firm provides pension consulting as an advisory activity while a separate field lists “Pension Consultant: No,” which suggests pension-related consulting is part of its service mix but it does not hold a separate pension-consultant designation.