PEACE OF MIND WEALTH MANAGEMENT
Firm details
- Headquarters
- RALEIGH, North Carolina
- CRD number
- 317067
- Registered since
- November 16, 2021
- Website
- pomwealth.net
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONWIDE SECURITIES, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62%
- Individuals36.92%
- Pension & Profit Sharing Plans1.08%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Peace Of Mind Wealth Management is an independent, SEC-registered registered investment adviser organized as an LLC and founded in 2021. The firm is owned by an individual and serves both individual and family clients as well as institutional clients. Its advisory services center on financial planning, portfolio management for individuals and small businesses, and selecting outside managers. Peace Of Mind operates as a capital allocator and charges clients via percentage-of-AUM and fixed-fee arrangements. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities10%
- Cash & Cash Equivalents3%
Contacts
3 of 9MORGAN DUNN
Director of OperationsCRD 8156446
Nicholas Tolerton
IARCRD 7236699
JOSHUA BURGESS
Associate Financial PlannerCRD 7596644
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 205Active vs passive
$71.3M in ETFs
11%
$7.6M
66%
$63.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FT VEST US EQUITY MODERATE BUFFER ETF - SEPTEMBER (GSEP) | Active | Options Trading | $8.9M | 234,124 | 12.52% |
Location
RALEIGH, NC
WAKE
Location
RALEIGH, NC
Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- WAKE
- Address
- 4101 Lake Boone Trl
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
BEACON WEALTHCARE LLC
RIARALEIGH, NC
BEACON FINANCIAL STRATEGIES CORP.
RIARALEIGH, NC
MODERN CAPITAL ADVISORS, LLC
RIARALEIGH, NC
FIRST OAK WEALTH MANAGEMENT, LLC
RIARALEIGH, NC
FIRST FINANCIAL GROUP
RIARALEIGH, NC
LIFEPLAN GROUP
RIARALEIGH, NC