Peace Of Mind Wealth Management
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 317067
- Registered since
- November 16, 2021
- Website
- pomwealth.net
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONWIDE SECURITIES, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62%
- Individuals36.92%
- Pension & Profit Sharing Plans1.08%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Peace Of Mind Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm is owned by an individual and acts as a capital allocator for both individual & family clients and institutional accounts. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of external advisers. Fee arrangements include percentage-of-AUM billing and fixed fees. The firm does not identify as an active ESG investor and is not listed as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities10%
- Cash & Cash Equivalents3%
Contacts
3 of 9Morgan Dunn
Director of OperationsCRD 8156446
Nicholas Tolerton
IARCRD 7236699
Joshua Burgess
Associate Financial PlannerCRD 7596644
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 151Active vs passive
$81.2M in ETFs
11%
$9.1M
73%
$72.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALLIANZIM US EQUITY BUFFER20 MAY ETF (MAYW) | Active | Options Trading | $12.4M | 357,484 | 15.32% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 4101 Lake Boone Trl
- Time zone
- ET (UTC-5)
- Office locations
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