FIRST FINANCIAL GROUP
Firm details
- Headquarters
- RALEIGH, North Carolina
- CRD number
- 134006
- Registered since
- April 5, 2018
- Website
- www.ffgplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.38%
- Individuals24.62%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
First Financial Group is an independent registered investment adviser that entered SEC registration in 2018 and is owned by an individual. The firm serves primarily individuals and families, offering financial planning and discretionary portfolio management for individuals and small businesses. Its fee model is a mix of AUM-based fees, hourly charges, and fixed fees. The snapshot data indicates the adviser does not identify as an active ESG investor and is not recorded as a multi-state registered adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities14%
- US Government Bonds1%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 4KURT UNDERHILL
Financial ConsultantCRD 4591956
Tommy Lewis
Financial AdvisorCRD 7590987
TOMMY LEWIS
Owner and PrincipalCRD 1964734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$99.5M in ETFs
18%
$17.5M
82%
$82M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $11.4M | 251,728 | 11.42% |
Location
RALEIGH, NC
WAKE
Location
RALEIGH, NC
Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- WAKE
- Address
- 1100 Logger Ct
- Time zone
- ET (UTC-5)
- Office locations
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