LIFEPLAN GROUP
Firm details
- Headquarters
- RALEIGH, North Carolina
- CRD number
- 144157
- Registered since
- November 16, 2021
- Website
- lifeplaninvestments.ca
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI81.05%
- Individuals18.79%
- Corporations / Businesses0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Lifeplan Group is an independent, SEC-registered RIA that positions itself as a capital allocator for individual and family clients. The firm is organized as a corporation and is owned by an individual. It offers a mix of advisory services—financial planning, portfolio management for individuals and small businesses, selection of other advisers—and runs educational seminars and workshops. Lifeplan Group also operates as an insurance broker and uses a fee model that includes percentage-of-AUM fees, fixed fees and other arrangements. The adviser is not an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Exchange Traded Equities12%
- US Government Bonds2%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Contacts
3 of 5ROBERT WILSON
Investment AdvisorCRD 6953762
BROOKS NICHOLS
Planning AdvisorCRD 7599107
ALEX SUTHERLAND
President and Investment AdvisorCRD 6290303
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 90Active vs passive
$237M in ETFs
89%
$210M
6%
$27.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $11.8M | 119,223 | 4.99% |
Location
RALEIGH, NC
WAKE
Location
RALEIGH, NC
Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- WAKE
- Address
- 7201 Creedmoor Rd
- Time zone
- ET (UTC-5)
- Office locations
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