PAUL R. RIED FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1.3B
Discretionary
$1.3B
99% of AUM
Avg account
$504K
Accounts
2,516
Employees
12
Advisory reps
9

Firm details

Headquarters
BELLEVUE, Washington
CRD number
297284
Registered since
August 3, 2018
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI74.04%
  • Individuals25.93%
  • Charitable Organizations0.03%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Paul R. Ried Financial Group, LLC is an independent registered investment adviser organized as an LLC and operating since 2018. The firm serves both individual & family clients and institutional clients, focusing on financial planning and portfolio management for individuals and small businesses. Its advisory fees combine a percentage of assets under management with fixed fees. The firm is not positioned as an active ESG investor and is not a multi-state adviser; ownership is listed as individual. Paul R. Ried Financial Group appeared on Forbes’ Top RIA Firms lists in both 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 2%, Exchange Traded Equities 1%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents2%
  • Exchange Traded Equities1%

Owners & executives

2 of 2
  • PAUL RIED

    President, CEOCRD 1522408

  • TIMOTHY KIMMEL

    Chief Financial AdvisorCRD 2182004

Contacts

3 of 7
  • Daniel Shen

    AssociateCRD 8189689

  • STANLEY WOODROME

    Account SpecialistCRD 6562806

  • JASON MILLER

    Account ManagerCRD 4998437

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$199M in ETFs

Passive

77%

$154M

Active

22%

$45.6M

ETFProviderStyleCategoryValueShares% of portfolio
SPROTT CRITICAL MATERIALS ETF (SETM)SprottPassiveNatural Resources$33.2M1,003,94416.68%

Location

Primary office

BELLEVUE, WA

KING

Location

BELLEVUE, WA

Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
10801 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth