ASSET ONE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2025
Total AUM
$983M
Discretionary
$983M
100% of AUM
Avg account
$322K
Accounts
3,056
Employees
19
Advisory reps
19

Firm details

Headquarters
BELLEVUE, Washington
CRD number
336350
Registered since
June 6, 2025
Fee structure
Percentage of AUM
Client types
  • HNWI66.82%
  • Individuals28.96%
  • Corporations / Businesses4.07%
  • Charitable Organizations0.16%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Asset One Wealth Management, LLC is an independent SEC-registered registered investment adviser organized as an LLC. The firm reports SEC registration in 2025 and operates on a percentage-of-AUM fee model. Its client base spans individuals and families as well as institutional relationships, and core advisory services are financial planning and portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor and lists no pension consulting or related-adviser activities. It also indicates involvement as a sponsor, general partner, or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 25%, Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 7%, US Government Bonds 1%, State & Local Bonds 1%, Private Funds 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds25%
  • Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%

Owners & executives

2 of 2
  • Richard Chen

    Partner, Chief Compliance Officer & General CounselCRD 7292162

  • Leah Cook

    Chief Operating OfficerCRD 7387114

Contacts

3 of 17
  • JAMES FERRIN

    Managing DirectorCRD 5829443

  • RAFAEL YURK

    Investment Adviser RepresentativeCRD 8030522

  • BRIAN YATES

    PrincipalCRD 2386154

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 205

Active vs passive

$649M in ETFs

Passive

91%

$591M

Active

7%

$57.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT)VanguardPassiveTechnology$55.6M55,0188.56%

Location

Primary office

BELLEVUE, WA

KING

Location

BELLEVUE, WA

Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
11201 SE 8th St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth