Paul M. Wendee & Associates

Overview

Paul M. Wendee & Associates is a sole proprietorship that serves an institutional client base and acts as a capital allocator. The firm operates across advisory and brokerage activities: it is a registered representative of a broker‑dealer, holds real estate broker credentials, and sells other financial products. Its advisory services span financial planning, portfolio management for individuals, small businesses, pooled vehicles, institutions and businesses, plus pension consulting and selection of other advisers. The firm also engages in publishing periodicals/newsletters, security ratings/pricing services, market timing services, and runs educational seminars and workshops. It identifies as not being an active ESG investor and does not report multistate adviser status. Fee arrangements are varied — the firm uses percentage‑of‑AUM fees alongside hourly charges, subscription fees and fixed fees. The organization is classified as unclassified with an individual owner type and describes itself as a sponsor, general partner and managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives