Smith Securities LLC

Overview

Smith Securities LLC is an owner-operated limited liability company that combines insurance brokerage with advisory services for individuals and small businesses. The firm offers financial planning, portfolio management for individual and small-business clients, selection of sub‑advisers, and educational seminars and workshops. Compensation is flexible across percentage-of-AUM, hourly, and fixed-fee arrangements. FINTRX flags the firm as a capital allocator and indicates it is not an active ESG investor; the dataset does not list the year of SEC registration. The firm’s regulatory classification is shown as unclassified.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices