Pathways Financial Consulting LLC

Overview

Pathways Financial Consulting LLC is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on providing financial planning and discretionary portfolio management for individuals and small businesses, charging a mix of percentage-of-AUM and fixed fees. Filings show a clear tilt toward public equity exposure: exchange-traded equities are the dominant allocation and form the core of how the firm implements client investment strategies. Business activity is concentrated on personalized advisory work rather than institutional mandates or pension consulting. Pathways does not self-identify as an active ESG investor or as a multi-state adviser on its filings. Its investment approach appears to rely on liquid public markets for core portfolio construction while using third-party vehicles for any alternative exposure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices