Legacy Springs Advisors, LLC

RIASEC Registered
Total AUM
$12.9M
Discretionary
$12.9M
100% of AUM
Avg account
$863K
Accounts
15
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
166831
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI85.86%
  • Individuals14.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Legacy Springs Advisors, LLC is a small, privately held advisory firm organized as an LLC that combines financial planning, discretionary portfolio management and insurance brokerage. The firm provides portfolio management for individuals, small businesses and institutional clients while also offering financial planning services. Its fee arrangements include percentage-of-AUM and fixed-fee billing. Legacy Springs does not present itself as a capital allocator, does not market active ESG investing, and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 21%, US Government Bonds 20%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%, Cash & Cash Equivalents 2%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds21%
  • US Government Bonds20%
  • Investment Grade Corp Bonds5%
  • State & Local Bonds4%

Contacts

1 of 1
  • Steven Kwiatkowski

    Steven Kwiatkowski

    PresidentCRD 5881788

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth