Pathway Financial Advisory, LLC

RIASEC Registered

Total AUM

$82.5M

Discretionary

$82.5M

100% of AUM

Avg account

$786K

Accounts

105

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 336511
Custodians: CHARLES SCHWAB & CO., INC., ASCENSUS TRUST, EMPOWER FINANCIAL SERVICES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans63.95%
Individuals13.86%
Corporations / Businesses13.62%
HNWI8.57%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pathway Financial Advisory, LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm acts as a capital allocator and provides a mix of financial planning and portfolio management services for individuals, families, small businesses and institutional clients. Its advisory scope includes traditional financial planning, discretionary portfolio management for both personal and business/institutional accounts, pension consulting and the selection of other advisers. Pathway charges a combination of percentage-of-AUM fees alongside hourly and fixed-fee arrangements. The firm identifies itself as an active ESG investor and incorporates environmental, social and governance considerations into its investment approach.