Pathway Financial Advisory, LLC

RIASEC Registered

Total AUM

$82.5M

Discretionary

$82.5M

100% of AUM

Avg account

$786K

Accounts

105

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 336511
Custodians: CHARLES SCHWAB & CO., INC., ASCENSUS TRUST, EMPOWER FINANCIAL SERVICES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans63.95%
Individuals13.86%
Corporations / Businesses13.62%
HNWI8.57%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pathway Financial Advisory, LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm serves both individuals and families as well as institutional clients and acts as a capital allocator, sourcing third-party managers when appropriate. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and selection of other advisers. Pathway charges fees on a percentage-of-AUM basis and also uses hourly and fixed-fee arrangements. The firm identifies itself as an active ESG investor.