PATHFINDER ADVISORY, INC.
Firm details
- Headquarters
- ROCKFORD, Illinois
- CRD number
- 122768
- Registered since
- April 10, 2026
- Website
- pathfinderadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.64%
- Individuals35.43%
- Charitable Organizations1.93%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Pathfinder Advisory, Inc. is an independent registered investment adviser that serves individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, adviser selection, and educational seminars. The firm also operates as an insurance broker, which aligns with its use of annuity products. Its fee schedules include percentage-of-AUM billing plus hourly and fixed-fee arrangements. Pathfinder does not market itself as an ESG investor and the adviser is not flagged as a multi-state firm in the filing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Cash & Cash Equivalents5%
- Exchange Traded Equities3%
Owners & executives
1 of 1PHILIP GUSKE
President and CEOCRD 4427682
Contacts
2 of 2BARBARA LANE
Senior Financial Planner, Wealth ManagerCRD 3240667
PHILIP GUSKE
FounderCRD 1137474
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ROCKFORD, IL
WINNEBAGO
Location
ROCKFORD, IL
Headquartered in ROCKFORD, IL, anchoring the Rockford-Freeport-Rochelle, IL metro in the Midwest.
- Metro area
- Rockford-Freeport-Rochelle, IL
- Region
- Midwest
- County
- WINNEBAGO
- Address
- 6981 Redansa Dr
- Time zone
- CT (UTC-6)
- Office locations
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