PARVIN ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- SIOUX FALLS, South Dakota
- CRD number
- 315701
- Registered since
- August 2, 2021
- Custodians
- CHARLES SCHWAB & CO., INC., SEI INVESTMENTS CO.
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.76%
- Individuals11.4%
- Investment Companies5.66%
- Charitable Organizations0.77%
- Banking / Thrift Institutions0.72%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Parvin Asset Management, LLC is a small independent RIA that favors listed equity exposure as its core allocation while supplementing portfolios with fixed income mutual funds and targeted alternative strategies. The firm provides discretionary portfolio management primarily to individuals, families and institutions, charging a percentage-of-AUM fee. Parvin emphasizes liquid, exchange‑traded instruments for bulk exposure and uses third‑party private equity and hedge fund managers to add non‑correlated return streams. The adviser is not positioned as an active ESG investor. Parvin was registered with the SEC in 2021 and is owned by an individual principal. Its advisory mandate covers separate account management for individuals and small businesses as well as portfolio management for investment companies and institutional clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents11%
- US Government Bonds9%
- Public Funds/Mutual Funds8%
- Investment Grade Corp Bonds1%
Contacts
3 of 3TODD KEATING
Managing DirectorCRD 2366291
JAMES SMITH
Managing Director & Portfolio ManagerCRD 1094733
RICHARD PRESTON
Director - Capital MarketsCRD 1921622
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SIOUX FALLS, SD
MINNEHAHA
Location
SIOUX FALLS, SD
Headquartered in SIOUX FALLS, SD, in the Midwest of the United States.
- Region
- Midwest
- County
- MINNEHAHA
- Address
- 401 E 8th St
- Time zone
- CT (UTC-6)
- Office locations
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