PARKSIDE INVESTMENTS, LLC

RIASEC RegisteredEst. 2017
Total AUM
$1.4B
Discretionary
$970M
67% of AUM
Avg account
$2M
Accounts
710
Employees
7
Advisory reps
6

Firm details

Headquarters
DEERFIELD, Illinois
CRD number
286178
Registered since
January 3, 2017
Website
www.parksideinv.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI61.9%
  • Other32.53%
  • Pooled Investment Vehicles2.97%
  • Individuals1.45%
  • Corporations / Businesses1.09%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Parkside Investments, LLC is an SEC-registered limited liability company formed in 2017 that acts as a capital allocator for both individual/family and institutional clients. The firm provides discretionary portfolio management for individuals, small businesses, pooled investment vehicles and institutions, and it also performs manager selection. Its fee arrangements include asset-based charges and performance-linked fees. Parkside serves as sponsor, general partner and managing member of pooled vehicles, indicating it both structures and operates private funds in addition to selecting third-party managers. The firm does not identify as an active ESG investor and reports an individual owner type.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, State & Local Bonds 7%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Non-Investment Grade Corp Bonds 2%, US Government Bonds 1%85%
  • Exchange Traded Equities85%
  • State & Local Bonds7%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

2 of 2

  • ALAN COLE

    President and Chief Investment OfficerCRD 3035430

  • DAWN KEACH

    Principal And Chief Compliance OfficerCRD 2835372

Contacts

3 of 4

  • DEBBIANN FRENZEL

    Vice President, Client ServiceCRD 3042634

  • JOHN KEARNEY

    Portfolio Manager, PrincipalCRD 4702058

  • CHRISTOPHER ENGELMAN

    Managing DirectorCRD 2436374

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$731M in ETFs

Passive

88%

$644M

Active

12%

$87M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB)BlackRockPassiveShort Term Bond$92.7M1,763,33312.68%
Unlock additional holdings →

Location

Primary office

DEERFIELD, IL

LAKE

Location

DEERFIELD, IL

Headquartered in DEERFIELD, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
570 Lake Cook Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

NADLER FINANCIAL GROUP, INC.

RIA

DEERFIELD, IL

AUM $2.2BTEAM 28REPS 16

ROBERTS, GLORE & CO.

RIA

DEERFIELD, IL

AUM $938MTEAM 7REPS 5

CAPITAL RESOURCE MANAGEMENT,INC.

RIA

DEERFIELD, IL

AUM $593MTEAM 4REPS 1

ALERA INVESTMENT ADVISORS, LLC

RIA

DEERFIELD, IL

AUM $5.3BTEAM 107REPS 68

E. A. HORWITZ LLC

RIA

DEERFIELD, IL

AUM $273MTEAM 13REPS 10

PICKWICK WEALTH MANAGEMENT

RIA

DEERFIELD, IL

AUM $11.4MTEAM 2REPS 2
More RIAs in DEERFIELD →All Illinois RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth