Parkside Investments, LLC
Firm details
- Headquarters
- Deerfield, Illinois
- CRD number
- 286178
- Registered since
- January 3, 2017
- Website
- www.parksideinv.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI61.9%
- Other32.53%
- Pooled Investment Vehicles2.97%
- Individuals1.45%
- Corporations / Businesses1.09%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Parkside Investments, LLC is an SEC-registered limited liability company formed in 2017 that acts as a capital allocator for both individual/family and institutional clients. The firm provides discretionary portfolio management for individuals, small businesses, pooled investment vehicles and institutions, and it also performs manager selection. Its fee arrangements include asset-based charges and performance-linked fees. Parkside serves as sponsor, general partner and managing member of pooled vehicles, indicating it both structures and operates private funds in addition to selecting third-party managers. The firm does not identify as an active ESG investor and reports an individual owner type.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- State & Local Bonds7%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
- Non-Investment Grade Corp Bonds2%
Owners & executives
2 of 2
Alan Cole
President and Chief Investment OfficerCRD 3035430
Dawn Keach
Principal And Chief Compliance OfficerCRD 2835372
Contacts
3 of 4
Debbiann Frenzel
Vice President, Client ServiceCRD 3042634
John Kearney
Portfolio Manager, PrincipalCRD 4702058
Christopher Engelman
Managing DirectorCRD 2436374
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 56Active vs passive
$731M in ETFs
88%
$644M
12%
$87M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB) | BlackRock | Passive | Short Term Bond | $92.7M | 1,763,333 | 12.68% |
Location
Deerfield, IL
Lake
Location
Deerfield, IL
Headquartered in Deerfield, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 570 Lake Cook Rd
- Time zone
- CT (UTC-6)
- Office locations
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