Parkside Investments, LLC

RIASEC RegisteredEst. 2017
Total AUM
$1.4B
Discretionary
$970M
67% of AUM
Avg account
$2M
Accounts
710
Employees
7
Advisory reps
6

Firm details

Headquarters
Deerfield, Illinois
CRD number
286178
Registered since
January 3, 2017
Website
www.parksideinv.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI61.9%
  • Other32.53%
  • Pooled Investment Vehicles2.97%
  • Individuals1.45%
  • Corporations / Businesses1.09%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Parkside Investments, LLC is an independent registered investment adviser and capital allocator that has been SEC-registered since 2017. The firm is organized as an LLC and is owned by an individual principal. It serves both individual and family clients as well as institutional investors, charging asset-based fees and employing performance-based fee arrangements for some mandates. Typical advisory activities include discretionary portfolio management for individuals, pooled vehicles and institutions, plus selection of third‑party advisers. Parkside also acts as sponsor, general partner and managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, State & Local Bonds 7%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Non-Investment Grade Corp Bonds 2%, US Government Bonds 1%85%
  • Exchange Traded Equities85%
  • State & Local Bonds7%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

2 of 2
  • Alan Cole

    Alan Cole

    President and Chief Investment OfficerCRD 3035430

  • Dawn Keach

    Dawn Keach

    Principal And Chief Compliance OfficerCRD 2835372

Contacts

3 of 4
  • Debbiann Frenzel

    Debbiann Frenzel

    Vice President, Client ServiceCRD 3042634

  • John Kearney

    John Kearney

    Portfolio Manager, PrincipalCRD 4702058

  • Christopher Engelman

    Managing DirectorCRD 2436374

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 52

Active vs passive

$814M in ETFs

Passive

87%

$706M

Active

13%

$107M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB)BlackRockPassiveShort Term Bond$98.3M1,876,30312.09%
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Location

Primary office

Deerfield, IL

Lake

Location

Deerfield, IL

Headquartered in Deerfield, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
570 Lake Cook Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth