NADLER FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2002
Total AUM
$2.2B
Discretionary
$2.2B
100% of AUM
Avg account
$680K
Accounts
3,212
Employees
28
Advisory reps
16

Firm details

Headquarters
DEERFIELD, Illinois
CRD number
122617
Registered since
September 13, 2002
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI82.59%
  • Individuals9.06%
  • Corporations / Businesses5.94%
  • Pension & Profit Sharing Plans2.37%
  • Charitable Organizations0.03%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Nadler Financial Group, Inc. is an independent, SEC‑registered investment adviser that has been operating since 2002. The firm is privately owned by an individual and positions itself as a capital allocator serving both individuals/families and institutional clients. Its primary fee model is a percentage of assets under management. Core advisory services listed in filings include financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm does not identify as an active ESG investor. Nadler Financial Group received recognition in 2020, appearing on Financial Times’ Top 300 RIA list and on FA Magazine’s Top RIA firms list that year.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Exchange Traded Equities 8%, Cash & Cash Equivalents 7%, US Government Bonds 6%79%
  • Public Funds/Mutual Funds79%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents7%
  • US Government Bonds6%

Owners & executives

2 of 2
  • MICHAEL NADLER

    Founder and President, Co-CIOCRD 2417538

  • MARGARET DI GIULIO

    Chief Operating OfficerCRD 7059555

Contacts

3 of 14
  • PHILIP SLOAN

    Shareholder, Senior Wealth ManagerCRD 6836582

  • Zachary Zewiske

    Lead Associate Wealth ManagerCRD 7461017

  • Ari Nadler

    Registered AssistantCRD 7831730

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 62

Active vs passive

$961M in ETFs

Passive

92%

$879M

Active

<1%

$81.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$100M511,28710.44%

Location

Primary office

DEERFIELD, IL

LAKE

Location

DEERFIELD, IL

Headquartered in DEERFIELD, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
750 Estate Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth