PARALLEL ADVISORS, LLC

RIASEC RegisteredEst. 2007
Total AUM
$10.3B
Discretionary
$10.3B
100% of AUM
Avg account
$2.4M
Accounts
4,242
Employees
137
Advisory reps
76

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
140800
Registered since
June 26, 2007
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI52.75%
  • Individuals37.18%
  • Pension & Profit Sharing Plans8.83%
  • Corporations / Businesses0.97%
  • Charitable Organizations0.24%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Parallel Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2007. The firm acts as a capital allocator for both individual and family clients and institutional investors, offering financial planning and portfolio management across individual, small-business, business and institutional account types. Services explicitly include pension consulting and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm identifies as an active ESG investor and is affiliated with a trust company. Parallel Advisors has appeared on several industry lists, including Financial Times’ Top 300 RIAs (2020), FA Magazine’s Top RIA Firms (2020), and Barron’s Top 100 RIA Firms for multiple years (2021–2025).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 35%, Exchange Traded Equities 34%, Other 9%, Cash & Cash Equivalents 7%, State & Local Bonds 5%, Private Funds 5%, Investment Grade Corp Bonds 3%, US Government Bonds 1%35%
  • Public Funds/Mutual Funds35%
  • Exchange Traded Equities34%
  • Other9%
  • Cash & Cash Equivalents7%
  • State & Local Bonds5%

Owners & executives

3 of 4
  • JACOB SCHUTT

    Chief Technology OfficerCRD 4588040

  • JERRY RENDIC

    Principal, Founder & CEOCRD 2250186

  • SANGEETHA SRINIVASAN

    Principal And Chief Compliance OfficerCRD 6801941

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Contacts

3 of 72
  • Ashley Stephenson

    Senior Operations ManagerCRD 7461163

  • KAREN MCMILLAN

    Wealth AdvisorCRD 4567056

  • MATTHEW CLEMENTS

    PrincipalCRD 5886012

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1,095

Active vs passive

$3.1B in ETFs

Passive

77%

$2.4B

Active

21%

$726M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$698M1,068,91622.50%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
150 Spear St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth