Perigon Wealth Management, LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 131037
- Registered since
- April 7, 2004
- Website
- www.perigonwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.05%
- Individuals16%
- Pension & Profit Sharing Plans9.7%
- Corporations / Businesses5.46%
- Charitable Organizations2.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Perigon Wealth Management, LLC is an independent registered investment adviser; it has been registered with the SEC since 2004. The firm operates as a capital allocator for both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and manager selection services. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Perigon identifies as an active ESG investor and, consistent with its manager-selection activity, uses third-party managers for portions of its alternative allocations. The firm has received industry recognition over recent years, including placements on lists from Financial Times, Forbes (multiple years), Barron’s, and AdvisorHub.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities26%
- Cash & Cash Equivalents9%
- Other5%
- US Government Bonds2%
Owners & executives
3 of 6
Arthur Ambarik
CEO & Financial AdvisorCRD 4447307
Joseph Rust
Chief Strategic OfficerCRD 7009320
Rafia Hasan
Chief Investment OfficerCRD 4671801
Contacts
3 of 89
Willis Dobbs
Wealth AdvisorCRD 5683198
Ronald Ophetveld
Wealth AdvisorCRD 5722214
Ira Goldberg
Wealth ManagerCRD 5767585
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 718Active vs passive
$4.1B in ETFs
77%
$3.2B
19%
$961M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $220M | 314,115 | 5.34% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 201 Mission St
- Time zone
- PT (UTC-8)
- Office locations
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