PARABELLUM CAPITAL LLC

RIASEC RegisteredEst. 2018
Total AUM
$1.9B
Discretionary
$1.8B
94% of AUM
Avg account
$129M
Accounts
15
Employees
18
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
269874
Registered since
July 13, 2018
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles89.27%
  • Other10.73%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Parabellum Capital LLC is an SEC-registered limited liability company formed in 2018 that operates as a private equity adviser and manager of pooled investment vehicles. The firm serves an institutional client base and provides portfolio management across individuals/small businesses, pooled vehicles, and business or institutional clients. It functions as sponsor, general partner and managing member of pooled funds rather than primarily acting as a third‑party capital allocator. Fee arrangements combine a percentage-of-assets model with performance-based fees. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 4
  • DAVID ICIKSON

    Chief Operating Officer and Head of Investor RelationsCRD 4016851

  • HOWARD SHAMS

    Chief Executive OfficerCRD 2897866

  • AARON KATZ

    Chief Investment OfficerCRD 5137668

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
810 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth