Lument Investment Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 306487
- Registered since
- December 13, 2019
- Website
- www.lument.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles62.24%
- Other37.76%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Lument Investment Management, LLC is an institutional registered investment adviser formed in 2019 and organized as an LLC. The firm serves institutional clients and charges fees based on a percentage of assets under management, with performance-based fees used in certain arrangements. Its advisory work focuses on portfolio management for pooled investment vehicles; the firm also serves as sponsor, general partner, or managing member of pooled vehicles and maintains affiliations with a broker-dealer, other investment advisers, and CPO/CTA registrations. The firm is not identified as an active ESG investor, is not a multi-state adviser, and is not classified as a pension consultant or capital allocator. Ownership is recorded as a combination of a domestic entity and an individual.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other99%
- Cash & Cash Equivalents1%
Owners & executives
3 of 3
James Flynn
Chief Executive OfficerCRD 6436357
Michele Halickman
Chief Compliance OfficerCRD 7223820
James Briggs
Chief Financial OfficerCRD 7404290
Contacts
1 of 1
Stephanie Culpepper
Senior Managing Director and General CounselCRD 8123638
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 230 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Parabellum Capital LLC
RIANew York, NY
Radian Capital LLC
RIANew York, NY
Hein Park Capital Management LP
RIANew York, NY
Tspi, LP
RIANew York, NY
Behrman Brothers Management Company L.P.
RIANew York, NY
Skybridge Capital II, LLC
RIANew York, NY