Panmure Liberum Inc

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
148135
Registered since
January 23, 2009

Firm profile

FINTRX

Overview

Panmure Liberum Inc. is registered as a corporation with the SEC (first registered in 2009). Ownership is listed as a mix of a foreign entity and an individual. The firm’s public profile contains minimal detail about its advisory business: it is classified as unclassified, does not describe itself as a capital allocator, and is not identified as an active ESG investor, pension consultant, related adviser, or a multi-state adviser. Taken together, the available entries suggest Panmure Liberum does not present a conventional RIA footprint in public reporting. There are no disclosed business activities, advisory offerings, or investment preferences in the source material.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Julian Plant

    Julian Plant

    Managing Director, Chief Executive OfficerCRD 1848356

  • Alan Wagner

    Alan Wagner

    Chief Compliance OfficerCRD 3095126

  • Richard Thomas Ricci

    CEOCRD 2575976

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Contacts

3 of 9
  • Anthony Beckett

    Anthony Beckett

    Director, Equity SalesCRD 2972594

  • Lewis Brennan

    Lewis Brennan

    Sales TraderCRD 8165168

  • Arthur Pyott

    Arthur Pyott

    Director, Equity Sales & TradingCRD 5798962

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
575 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth