Palm Springs Advisory LLC

RIASEC RegisteredEst. 2017

Total AUM

$35.5M

Discretionary

$5.4M

15% of AUM

Avg account

$1.4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 289398
Registered since: November 29, 2017
Website: www.palmspringsadvisory.com
Custodians: CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: HNWI93.75%
Corporations / Businesses6.13%
Individuals0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Palm Springs Advisory LLC is an independent, individual-owned registered investment adviser formed in 2017 as an LLC. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning and portfolio management services for individuals, small businesses, and larger institutions. Its billing arrangements include a percentage-of-assets-under-management component, hourly charges, and the availability of performance-based fees. The firm does not characterize itself as an active ESG investor and is not registered as a multi-state adviser or pension consultant. It does not identify as a capital allocator or related adviser in the available filings.