NEPTUNE WEALTH

RIASEC Registered

Total AUM

$35.5M

Discretionary

$33M

93% of AUM

Avg account

$188K

Accounts

189

Employees

Advisory reps

Firm details

Headquarters: PITTSBURGH, Pennsylvania
CRD number: 329160
Website: www.neptunewealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI60.15%
Individuals38.98%
Corporations / Businesses0.87%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Neptune Wealth is an independent registered investment adviser structured as an LLC that serves individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses, and other business or institutional clients. Its fee menu is flexible, including a percentage-of-AUM option alongside hourly and fixed fees, plus other arrangements. Neptune Wealth does not identify as an ESG-focused investor and is not positioned as a multi-state or newly formed adviser. Operationally the firm reports affiliations with accounting and real estate brokerage activities, which may influence its client service mix and access to real estate deal flow. It does not act as a capital allocator to external manager funds in a broad sense, but it does allocate client capital into specific alternative and public investment vehicles (see Investments & Alternatives).