PACIFIC ROCK CAPITAL, LLC

RIASEC Registered
Total AUM
$7.2M
Discretionary
$7.2M
100% of AUM
Avg account
$480K
Accounts
15
Employees
1
Advisory reps
1

Firm details

Headquarters
CARDIFF BY THE SEA, California
CRD number
148154
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.93%
  • HNWI20.07%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pacific Rock Capital, LLC is a small, boutique investment manager organized as an LLC that operates with a hedge-fund orientation. The firm provides discretionary portfolio management for pooled investment vehicles and for individuals and small businesses, and charges a combination of asset-based fees and performance fees. Investment activity is concentrated in exchange-traded public markets, with a clear preference for equities executed through separately managed accounts and liquid ETFs. The firm also sponsors and advises a pooled hedge fund, and uses performance-based fee structures consistent with active, outcome-driven strategies rather than passive beta-only management. There is no indicated focus on ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Cash & Cash Equivalents 45%55%
  • Exchange Traded Equities55%
  • Cash & Cash Equivalents45%

Contacts

1 of 1
  • CHRISTOPHER DONNELLY

    Managing DirectorCRD 4112765

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CARDIFF BY THE SEA, CA

SAN DIEGO

Location

CARDIFF BY THE SEA, CA

Headquartered in CARDIFF BY THE SEA, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
120 Birmingham Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth