PACIFIC HEIGHTS ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2003
Total AUM
$7.3B
Discretionary
$7.3B
100% of AUM
Avg account
$1.8B
Accounts
4
Employees
10
Advisory reps
3

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
124365
Registered since
January 3, 2003
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Pacific Heights Asset Management, LLC is an SEC-registered investment adviser formed in 2003 and organized as a limited liability company. The firm serves institutional clients and structures fees as a percentage of assets under management. Its principal advisory activity is portfolio management for investment companies. Public filings identify the firm as not actively integrating ESG, not operating across multiple states, and not functioning as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • SUSAN FREUND

    Chief Compliance OfficerCRD 1363841

  • JAMES ANDREWS

    CFOCRD 5305551

Contacts

1 of 1
  • MICHAEL CUGGINO

    President & Portfolio ManagerCRD 2288398

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
600 Montgomery St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth