Osterweis Capital Management
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 109580
- Registered since
- May 2, 1997
- Website
- www.osterweis.com
- Custodians
- CITI PRIVATE BANK, CHARLES SCHWAB & CO., INC., U.S. BANK, N.A.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies84.97%
- HNWI13.19%
- Charitable Organizations0.93%
- Corporations / Businesses0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Osterweis Capital Management is an SEC-registered investment adviser formed in 1997 that operates as a limited liability company. It positions itself as an institutional RIA serving both individual and family clients as well as institutional investors. The firm provides comprehensive advisory services including financial planning and portfolio management for individuals, small businesses, investment companies, and other institutions. Compensation comes through asset-based fees and fixed-fee arrangements. The firm is not identified as a capital allocator, does not self-describe as an active ESG investor, and does not operate as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents1%
- Other1%
Owners & executives
3 of 4
John Tavernetti
Chief Compliance OfficerCRD 2725108
Carl Kaufman
Co-President & Co-Chief Executive OfficerCRD 864661
Gregory Hermanski
Co-Chief Investment OfficerCRD 3067618
Contacts
3 of 10Rachel Kane
TrusteeCRD 6931798
Rebecca Hermanski
TrusteeCRD 6470590
Sarah Chang
TrusteeCRD 6777568
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$10.8M in ETFs
90%
$9.7M
10%
$1.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $1.6M | 2,317 | 14.75% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 1 Maritime Plz
- Time zone
- PT (UTC-8)
- Office locations
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