P.F. Roberts & Associates

Overview

P.F. Roberts & Associates is a small, equity-first wealth adviser that serves both individual/family and institutional clients. The firm’s mandate centers on portfolio management for individuals, small businesses and institutions, with pension consulting listed among its advisory services. Investment activity is concentrated in exchange-traded equities, which the firm uses as the primary building block for client portfolios. That equity preference is complemented by mutual funds and corporate debt for fixed income exposure and by allocations to real estate through third‑party managers where clients’ objectives call for private-market diversification. The firm operates as an individually owned corporation and charges clients on a percentage-of-AUM basis with the option for hourly billing. It does not identify as an active ESG investor. A substantial portion of assets are held non-discretionarily, which suggests many relationships involve client-directed accounts or investment programs where clients retain final authority over trades.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices