OXLER PRIVATE WEALTH

RIASEC RegisteredEst. 2020
Total AUM
$578M
Discretionary
$575M
99% of AUM
Avg account
$2M
Accounts
291
Employees
4
Advisory reps
4

Firm details

Headquarters
RYE BROOK, New York
CRD number
309684
Registered since
August 10, 2020
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI87.08%
  • Individuals5.72%
  • Other5.11%
  • Pension & Profit Sharing Plans1.31%
  • Charitable Organizations0.77%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Oxler Private Wealth is an independent registered investment adviser formed as an LLC and operating since 2020. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee model combines a percentage-of-AUM charge with hourly fees. Oxler does not position itself as an ESG-focused allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 36%, Exchange Traded Equities 32%, US Government Bonds 30%, State & Local Bonds 2%36%
  • Public Funds/Mutual Funds36%
  • Exchange Traded Equities32%
  • US Government Bonds30%
  • State & Local Bonds2%

Contacts

3 of 4
  • JESSICA DEMLER

    PrincipalCRD 7265023

  • MASAHIRO YAMAZAKI

    PrincipalCRD 2526772

  • MARTHA RAGHUNAUTH

    Director of Client Services & OperationsCRD 2384590

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 49

Active vs passive

$169M in ETFs

Passive

92%

$154M

Active

1%

$14.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$45.8M79,31027.16%

Location

Primary office

RYE BROOK, NY

WESTCHESTER

Location

RYE BROOK, NY

Headquartered in RYE BROOK, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
800 Westchester Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth