NAVIS WEALTH ADVISORS LLC

RIASEC RegisteredEst. 2020
Total AUM
$902M
Discretionary
$768M
85% of AUM
Avg account
$1.4M
Accounts
623
Employees
8
Advisory reps
6

Firm details

Headquarters
RYE BROOK, New York
CRD number
311171
Registered since
November 6, 2020
Website
naviswealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI98.24%
  • Individuals1.76%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Navis Wealth Advisors LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2020. The firm operates as a capital allocator serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Its fee arrangements combine percentage-of-AUM billing with hourly charges. Navis is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 21%, Cash & Cash Equivalents 10%, US Government Bonds 8%, State & Local Bonds 6%, Non-Exchange Traded Equities 2%, Derivatives 2%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities21%
  • Cash & Cash Equivalents10%
  • US Government Bonds8%
  • State & Local Bonds6%

Contacts

3 of 6

  • Jason Auerbach

    Managing Director and Wealth AdvisorCRD 6692932

  • DAVID BRUCKMAN

    Wealth AdvisorCRD 4419254

  • Letizia Carlisto

    Wealth AdvisorCRD 6379290

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 128

Active vs passive

$148M in ETFs

Passive

70%

$103M

Active

27%

$44.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$14.2M21,9059.65%
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Location

Primary office

RYE BROOK, NY

WESTCHESTER

Location

RYE BROOK, NY

Headquartered in RYE BROOK, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
800 Westchester Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth