Navis Wealth Advisors LLC
Firm details
- Headquarters
- Rye Brook, New York
- CRD number
- 311171
- Registered since
- November 6, 2020
- Website
- naviswealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI98.24%
- Individuals1.76%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Navis Wealth Advisors LLC is an independent registered investment adviser that began SEC registration in 2020 and organizes as an LLC. The firm focuses on individual and family clients and describes itself as a capital allocator, meaning it directs client capital both to public instruments and to third‑party managers. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Fees are charged as a percentage of assets under management and on an hourly basis. Navis does not list itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities21%
- Cash & Cash Equivalents10%
- US Government Bonds8%
- State & Local Bonds6%
Contacts
3 of 6
Jason Auerbach
Managing Director and Wealth AdvisorCRD 6692932
David Bruckman
Wealth AdvisorCRD 4419254
Letizia Carlisto
Wealth AdvisorCRD 6379290
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 133Active vs passive
$185M in ETFs
58%
$108M
35%
$77M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $16.5M | 22,344 | 8.91% |
Location
Rye Brook, NY
Westchester
Location
Rye Brook, NY
Headquartered in Rye Brook, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 800 Westchester Ave
- Time zone
- ET (UTC-5)
- Office locations
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