OXFORD LANE MANAGEMENT, LLC
Firm details
- Headquarters
- GREENWICH, Connecticut
- CRD number
- 154380
- Registered since
- July 22, 2010
- Website
- www.oxfordfunds.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Oxford Lane Management, LLC is an SEC-registered investment adviser formed as a limited liability company in 2010 that serves institutional clients. The firm’s advisory mandate focuses on portfolio management for investment companies and it also operates as an investment sponsor and general partner, acting as managing member for pooled investment vehicles. Its commercial setup—charging both a percentage of assets under management and performance-based fees—reflects a manager that runs capital through fund structures where incentive alignment between manager and investor is a feature of the economics. The firm is not positioned as an ESG-focused manager and it does not present itself as a multi-state adviser or pension consultant. Given the stated client base of institutional investors and its role as sponsor and GP, Oxford Lane Management’s activities are concentrated on managing pooled vehicles and investment company mandates rather than retail advisory relationships.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2BRUCE RUBIN
Chief Financial OfficerCRD 6554037
GERALD CUMMINS
Chief Compliance OfficerCRD 1322563
Contacts
3 of 3JONATHAN COHEN
Board MemberCRD 1855647
SAUL ROSENTHAL
Board MemberCRD 3125081
CHARLES ROYCE
ChairmanCRD 406314
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GREENWICH, CT
FAIRFIELD
Location
GREENWICH, CT
Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 8 Sound Shore Dr
- Time zone
- ET (UTC-5)
- Office locations
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