OXFORD LANE MANAGEMENT, LLC

RIASEC RegisteredEst. 2010
Total AUM
$2.3B
Discretionary
$2.3B
100% of AUM
Avg account
$2.3B
Accounts
1
Employees
23
Advisory reps
5

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
154380
Registered since
July 22, 2010
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Oxford Lane Management, LLC is an SEC-registered investment adviser formed as a limited liability company in 2010 that serves institutional clients. The firm’s advisory mandate focuses on portfolio management for investment companies and it also operates as an investment sponsor and general partner, acting as managing member for pooled investment vehicles. Its commercial setup—charging both a percentage of assets under management and performance-based fees—reflects a manager that runs capital through fund structures where incentive alignment between manager and investor is a feature of the economics. The firm is not positioned as an ESG-focused manager and it does not present itself as a multi-state adviser or pension consultant. Given the stated client base of institutional investors and its role as sponsor and GP, Oxford Lane Management’s activities are concentrated on managing pooled vehicles and investment company mandates rather than retail advisory relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • BRUCE RUBIN

    Chief Financial OfficerCRD 6554037

  • GERALD CUMMINS

    Chief Compliance OfficerCRD 1322563

Contacts

3 of 3
  • JONATHAN COHEN

    Board MemberCRD 1855647

  • SAUL ROSENTHAL

    Board MemberCRD 3125081

  • CHARLES ROYCE

    ChairmanCRD 406314

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
8 Sound Shore Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth