OUTLOOK WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2018
Total AUM
$594M
Discretionary
$594M
100% of AUM
Avg account
$241K
Accounts
2,461
Employees
11
Advisory reps
7

Firm details

Headquarters
SHENANDOAH, Texas
CRD number
291465
Registered since
June 28, 2018
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI75.07%
  • Individuals24.93%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Outlook Wealth Advisors, LLC is an independent registered investment advisor organized as an LLC and SEC-registered since 2018. The firm serves individual and family clients and bills on a percentage-of-AUM and fixed-fee basis. Core advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars or workshops. Outlook identifies as a capital allocator, which aligns with its practice of placing client capital with third-party managers. The firm is not an active ESG investor and does not operate as a multi-state advisor. It lists an affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 20%, Cash & Cash Equivalents 11%, Investment Grade Corp Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents11%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • ELSA CAZARES

    Chief Compliance Officer, Operations ManagerCRD 3157219

Contacts

3 of 6
  • Nicholas Castellano

    Financial AdvisorCRD 2718649

  • MICHAEL NEUENSCHWANDER

    founder and principal ownerCRD 4212297

  • WILLIAM GRAVES

    Financial AdvisorCRD 4163522

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 186

Active vs passive

$331M in ETFs

Passive

64%

$213M

Active

31%

$118M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$18.3M28,0435.54%

Location

Primary office

SHENANDOAH, TX

MONTGOMERY

Location

SHENANDOAH, TX

Headquartered in SHENANDOAH, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
MONTGOMERY
Address
224 Ed English Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth