Legacy Financial Designs

RIASEC Registered
Total AUM
$31M
Discretionary
$29.8M
96% of AUM
Avg account
$138K
Accounts
225
Employees
3
Advisory reps
2

Firm details

Headquarters
Shenandoah, Texas
CRD number
314338
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals62.68%
  • HNWI37.32%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Legacy Financial Designs is an independent, owner-operated registered investment adviser that serves individual and family clients. The firm’s advisory work centers on financial planning and portfolio management for individuals and small businesses. Compensation is a mix of asset-based fees and fixed fees. Legacy identifies as neither a capital allocator nor an active ESG investor and does not describe itself as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Public Funds/Mutual Funds 6%94%
  • Exchange Traded Equities94%
  • Public Funds/Mutual Funds6%

Contacts

2 of 2
  • Skyler Denny

    Skyler Denny

    FounderCRD 6737178

  • David Wanja

    Director of Financial Planning, Financial AdvisorCRD 7228276

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Shenandoah, TX

Montgomery

Location

Shenandoah, TX

Headquartered in Shenandoah, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Montgomery
Address
9002 Six Pines Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth